Client Suitability Assessment

This assessment enables us to guide you in choosing the investment securities that are best suited to your investment objective, investment experience, investment time frame, and risk tolerance. Our products are classified as high-risk investments. They are designed for investors with high-risk tolerance seeking aggressive returns through a professionally managed investment vehicle. Please provide all the necessary information and answer all the questions to see your risk profile.

1. Estimated Total net Worth
Php 5,000,000 below Between Php 5,000,000 and Php 15,000,000 Between Php 15,000,001 and Php 25,000,000 Over Php 25,000,000

2. Investment Objective
Capital Preservation Regular Income Source Capital Appreciation

3. How would you rate your investment knowledge?
Low Average High Very Extensive

4. Approximate amount for investment
5,000,000 below Between Php 5,000,000 and Php 15,000,000 Between Php 15,000,001 and Php 25,000,000 Over Php 25,000,000

5. How long have you been investing?
Less than 1 year 1-5 years 5-10 years More than 10 years

6. For this investment, I am willing to accept:
Low to no risk for general stability of principal Moderate risk/volatility in return for some growth oppportunity High risk/volatility for potentially higher returns

7. How long do you intend to keep your funds invested in this account?
Less than 1 year 1-2 years 3-5 years 5-7 years 8+ years

8. What types of investments have you previously invested in? Check all that apply
Cash and deposit products Government securities Corporate notes, bonds, loans or commercial papers Listed shares of stocks Unlisted shares of stocks Real Estate Insurance Products Commodities

9. How important is liquidity to you when deciding your investment?
Very important - need periodic withdrawal Modesty important - occasional withdrawal Slight important - no foreseen withdrawal in the next 1 to 2 years Not important - no foreseen withdrawal over the next 3 years

Total Score: points.

Score	Risk Profile	Description	Recommended Products
4-12	Conservative	Indicates your primary investment objective is to prevent the loss of principal	Time Deposit, BSP ODF, Government Securities, ROP Bonds, Corporate bonds/notes (tenor <1 year), money market funds
13-23	Moderate	Indicates that you are willing to accept a moderate level of investment risk, even possible loss of principal, for potential higher return over the short to medium term	Time Deposit, BSP ODF, Government Securities, ROP Bonds, Corporate bonds/notes, Bank’s Tier 2 issues (FI tenor <=5 years), money market funds, bond funds, balanced funds, equity funds, stocks (maximum 60% of client’s investible funds)
24-35	Aggressive	Indicates that you are willing to accept a high level of investment risk/volatility of returns and even possible loss of principal in return for potential higher return over the long-term	Government Securities, ROP Bonds, Corporate bonds/notes, Bank’s Tier 2 issues, (no FI tenor restrictions), structured notes, money market funds, bond funds, balanced funds, equity funds, stocks (maximum 100% of client’s investible funds)